Management Team

Jeff Horvath

CEO and Co-Founder

Compliance executive, attorney and adviser who's been helping financial institutions understand and meet their regulatory obligations in an efficient and effective manner for over 20 years

Jeff Horvath

Jeffrey Ruiz

COO & Co-Founder

Accomplished Compliance executive, CAMS certified, change champion and program manager, with demonstrated success in enhancing and leading compliance teams and programs across multiple product lines and jurisdictions

Jeffrey Ruiz

Stacy Bjornstad

Chief Revenue Officer

Veteran banker and relationship manager at a major financial institution with 25+ years experience in retaining, finding and growing the firm's relationships with financial institution customers

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Advisory Board


Joseph Polizzotto


A distinguished attorney and a former General Counsel at several major financial services institutions, with decades of experience in the financial services industry. Joe is a frequent speaker at conferences on legal and compliance challenges affecting the financial industry and has consulted on a variety of related issues

Joseph Chan

Joseph Chan

Technical Advisor

A senior business technology leader with US and international experience in enterprise architecture, data governance, data warehousing, business intelligence and enterprise performance management solutions in the financial services industry


Sanjeev Handa


A board director, trustee and senior advisor with thirty years of global experience in the financial, real estate and securitization markets. Sanjeev is known as a leader and consensus builder with a deep understanding of investments, risk management, compliance and corporate governance, and is an Adjunct Professor of Finance at Fairfield Dolan - Fairfield University Charles F. Dolan School of Business

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