Meet The Team
Management
Jeff Horvath
Chief Executive Officer & Co-Founder
Compliance executive, attorney and adviser who’s been helping financial institutions understand and meet their regulatory obligations in an efficient and effective manner for over 20 years.
Jeffrey Ruiz
Chief Operating Officer & Co-Founder
Accomplished Compliance executive, CAMS certified, change champion and program manager, with demonstrated success in enhancing and leading compliance teams and programs across multiple product lines and jurisdictions.
Joseph Chan
Chief Technology Officer
A senior business technology leader with US and international experience in enterprise architecture, data governance, data warehousing, business intelligence and enterprise performance management solutions in the financial services industry.
Stacy Bjornstad
Chief Revenue Officer
Veteran banker and relationship manager at a major financial institution with 25+ years experience in retaining, finding and growing the firm’s relationships with financial institution customers.
Advisory Board
Joseph Polizzotto
Advisor
A distinguished attorney and a former General Counsel at several major financial services institutions, with decades of experience in the financial services industry.
Sanjeev Handa
Advisor
A board director, trustee and senior advisor with thirty years of global experience in the financial, real estate and securitization markets. Sanjeev is known as a leader with a deep understanding of investments, risk management, and compliance.
