Meet The Team

Management

Jeff Horvath

Chief Executive Officer & Co-Founder

Compliance executive, attorney and adviser who’s been helping financial institutions understand and meet their regulatory obligations in an efficient and effective manner for over 20 years.

Jeffrey Ruiz

Chief Operating Officer & Co-Founder

Accomplished Compliance executive, CAMS certified, change champion and program manager, with demonstrated success in enhancing and leading compliance teams and programs across multiple product lines and jurisdictions.

Joseph Chan

Chief Technology Officer

A senior business technology leader with US and international experience in enterprise architecture, data governance, data warehousing, business intelligence and enterprise performance management solutions in the financial services industry.

Stacy Bjornstad

Chief Revenue Officer

Veteran banker and relationship manager at a major financial institution with 25+ years experience in retaining, finding and growing the firm’s relationships with financial institution customers.

Advisory Board

Joseph Polizzotto

Advisor

A distinguished attorney and a former General Counsel at several major financial services institutions, with decades of experience in the financial services industry.

Sanjeev Handa

Advisor

A board director, trustee and senior advisor with thirty years of global experience in the financial, real estate and securitization markets. Sanjeev is known as a leader with a deep understanding of investments, risk management, and compliance.

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