Meet The Team
Chief Executive Officer & Co-Founder
Compliance executive, attorney and adviser who’s been helping financial institutions understand and meet their regulatory obligations in an efficient and effective manner for over 20 years.
Chief Operating Officer & Co-Founder
Accomplished Compliance executive, CAMS certified, change champion and program manager, with demonstrated success in enhancing and leading compliance teams and programs across multiple product lines and jurisdictions.
Chief Technology Officer
A senior business technology leader with US and international experience in enterprise architecture, data governance, data warehousing, business intelligence and enterprise performance management solutions in the financial services industry.
Chief Revenue Officer
Veteran banker and relationship manager at a major financial institution with 25+ years experience in retaining, finding and growing the firm’s relationships with financial institution customers.
A distinguished attorney and a former General Counsel at several major financial services institutions, with decades of experience in the financial services industry.
A board director, trustee and senior advisor with thirty years of global experience in the financial, real estate and securitization markets. Sanjeev is known as a leader with a deep understanding of investments, risk management, and compliance.